Certified Compliance Professional

Why Attend

The purpose of this training program is to provide participants with the information and abilities required to comprehend and support regulatory compliance and corporate risk management. Additionally, to promote best practices and international standards that match with corporate and regulatory needs, and to deal with the rules, markets, goods, and transactions.

Overview

Course Outline

Schedule & Fees

Course Methodology

Instructor-led training that uses interactive learning methods, including class discussion, small group activities, and role-playing

Course Objectives

Understand the goals and functions of regulation; Understand the duties of compliance ; Develop a solid understanding of compliance principles; Understand the idea of compliance and the measures taken to manage the risk associated with it; Possess the knowledge and abilities necessary to approach compliance and its related functions with confidence Compliance and Corporate Governance: A Relationship; Create compliance procedures to combat money laundering and corporate governance violations;; Create the most effective approaches to support managers and reduce risk inside your company.

Target Audience

Target Competencies

n/a

Day 1

The Role of Regulators in the Regulatory Environment

A Summary of the Regulatory Landscape
Regulatory Goals for Financial Services
Intergovernmental Agreement
The Function of Regulators
What anticipate the regulators?
Your Jurisdictional Setting
The Ideal Approach to Regulatory Obligation
Compliance Management Systems, ISO 19600

Day 2

Compliance Activities

Compliance Framework
The Board of Directors', Supervisors', Internal, and External Auditors', Roles
Officer in Charge of Compliance's Duties
Important Compliance Procedures and Activities
Corporate Governance and Compliance
Corporate Responsibility and the Prevention of Financial Crime
Compliance Education
Competing Interests
Consistent Observance of Laws and Regulations

Day 3

Compliance and Risk Management

Recognizing a Risk Management Strategy
Developing a Risk Management Strategy
Governance, Risk, and Compliance Definition
Internal Controls: A Must
Effectively Identify, Mitigate, and Control Risks
Methods for Assessing Risk
Why Compliance Culture Is Important
Managing Important Relationships, Both Internally and Externally

Day 4

Creating a Successful Compliance Function

Factors to Take into Account When Creating a Compliance System
Creating a System for Internal Compliance
Putting in Place and Sharing the Internal Compliance Arrangement
Compliance Guide
Policies and Procedures Establishment
the development of a compliance monitoring program
Independence Is Needed
Keeping Records Compliance Reports
Controlling the Regulators and Regulation Chang

Day 5

Managing the Risk of Financial Crimes and Money Laundering

Recognizing Money Laundering Crimes
Officer for Compliance and MLRO
The Risk-based Approach to Terrorist Financing and Money Laundering
Monitoring, Detection, and Reporting of Suspicious Activity
Stopping Fraud
Cronyism and Bribery
Internal Trading
Market Fraud
The Impact of Sanctions on the Global Economy

$2875

Port Louis

Country: Mauritius

Duration: One week

Date: 27–31 Oct 2025

$2875

Victoria

Certified Compliance Professional

Overview

Course Outline

Schedule & Fees

Course Methodology

Course Objectives

Target Audience

Target Competencies

$2875

Country: Mauritius

Duration: One week

Date: 27–31 Oct 2025

$2875

Country: Seychelles

Duration: One week

Date: 04–08 May 2026